AMDG |
5 Classical Studies 1 |
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ἄριστος (áristos) = 'best' + -κρατια
(-cratia) = 'rule' Aristocracy = \ 'rule by the best'. Since most ruling classes think of
themselves as 'best' equipped to rule, or as the 'best' people, any ruling
class might be described as an 'aristocracy'; but in the language of political
theory it means rule by a hereditary clique, i.e. by
a few families who over several generations have managed to monopolise
power, wealth and privilege. More usually nowadays, it means those people
who belong to such families as once held those privileges, whether or
not they still hold political position or influence. There have been historically
few societies in which wealth and political opportunities have been truly
equal to all, and neither Athens nor Rome were in this respect exceptional.
Both in fact incorporated strong class divisions, and in Rome these were
legally built into the constitutional division of the citizen body into
census-classes based on property-ownership and the way this worked politically
to the advantage of the better-off. |
Two political models: (1) an aristocratic career |
(2) A 'demagogic' career |
(1) The man in our period whose career comes closest to our aristocratic
model is Kimon. He was born, about 500 BC, into the old
family of the Philaids, who claimed descent from the
Trojan War hero Ajax & which had ancient links with
aristocrats in Thrace—indeed his mother Hegesipyle was daughter
of the Thracian King Oloros (Plut. Cim. 4)—& Sparta
(Plut. Cim. 16); the family home was the city deme of Lakia,
& he was the son of Militiades (the general who won
the battle of Marathon, 490 BC). Like many an English public schoolboy
he acquired a reputation for heavy drinking, before settling down ca.
480 BC in an arranged marriage with Isodike, from the
equally aristocratic family of the Alcmaeonids (Plut.
Cim. 4). At the outset of his career he was ambitious to match
the glory his father had won, & gained the political sponsorship of
the elder statesman Aristides (Plut. Cim. 5),
with whom he went out as general in his commands in the early 470s (Plut.
Arist. 23). In domestic affairs, he was generous to his hangers-on,
providing free meals for them & having the fences on his lands pulled
down to enable all-comers to help themselves to the produce of his estates
(Ar. Ath. Pol. 26; Plut. Per. 9), i.e. he used the old aristocratic
technique of patronage to win popular support. From the
spoils he won from the Eurymedon campaign he invested in public parks
(Plut. Cim. 13), not only to enhance his own popularity but also
to perpetuate his name and fame to posterity. Although he was chiefly
responsible for the growth of Athens' naval hegemony in the Aegean between
478 and 463, he did not intend Athens' growing power to be won or exercised
at the expense of (oligarchically governed) Sparta, for he regarded Sparta
and Athens as 'yokefellows' (i.e. like a pair of oxen yoked together to
a wagon or plough), as joint leaders within the community of Greek states,
with equal status and each their own proper sphere of influence, Sparta
on the mainland and Athens in the islands and Asia Minor. This led to
his fall from popular favour in the late 460s, when there was a marked
swing away from alliance with Sparta in Athens' foreign policy, along
with the emergence of more fiercely democratic politics at home. |
(2) Unlike most politicians of the Vth or early Vth centuries, Kimon's
chief rival Themistocles' family came not from Athens
itself but from Sounion, at the southernmost tip of the
peninsula, about as far from Athens as it is possible to go within Attica;
& Herodotos says that at the time of the Persian Wars (490-478 BC)
his father Neocles had 'only recently emerged to prominence'—i.e.
he was not of the old aristocratic stock. When he grew up, Themistocles'
own political & military successes seem to have been due to his
own talent rather than to any aristocratic sponsorship (the historian
Thucydides, whose opinion in this must be respected, several times comments
on Themistocles' unusual personal talent and intelligence). On his recommendation,
the public profits from the silver found at Laurion in the 480s were devoted
to the ship-building programme which made the decisive naval victory at
Salamis (479 BC) possible. During the Salamis campaign and after he was
consistently on poor terms with the Spartan leadership, and after the
war was over it was he who did most to get Athens to construct the Long
Walls to the Piraeus which, in the event of any future Persian invasion,
would free her of any need to be dependent on Sparta for survival; and
the Spartans resented this, since they grudgingly realised that if Athens
could stand alone, she would have no incentive to defend them in future.
In other words, Themistocles did not care whether Athens' relations with
Sparta were harmonious or not. He also foresaw and worked for the development
of Athens' naval hegemony in the Aegean (he and Kimon did not disagree
about this—rather they competed with each other for the glory of
bringing it about). When he was ostracized ca. 471, he was the victim
of an organised cabal, which mass-produced ostraka for distribution at
the meeting (190 ostraka found in a dump, written in only fourteen different
hands). This was probably organised by an aristocratic cabal (a behind-the-scenes
political grouping), mainly consisting of supporters of Kimon, who despite
the secret ballot had enough private influence to tell their own hangers-on
which way to vote. |
(3) Cleon is made out by hostile sources, especially
Aristophanes, to have been a common leather-tanner (i.e. a manual worker—rather
than an aristocrat, who would never have to work to earn a living), &
has a reputation (evidence in Aristophanes' plays from the 420s, especially
Knights & Wasps) as a vulgar & violent speaker
who flatters the demos, i.e. who sucks up to the commons, rather than
authoritatively telling them what to do. And when he speaks in the debates
over Mytilene & Pylos (Thuc. 3.37ff.; 4.28), the only question before
the Assembly is that of the expediency (or otherwise) of their decisions
in Athens' interests—i.e. whether those decisions are in their own
selfish best interests, regardless of others'. In the Mytilene
debate in particular, he recommends the harsh policy of executing
all adult Mytileneans, on the grounds that 'your [the Athenians'] empire
is a tyranny exercised over subjects who do not like it and are always
plotting against you... Your leadership depends on strength and not on
any goodwill of theirs'. Cleon was probably the author of the Athenian
decision in 425 to double the tribute payments from the Delian League
states to help pay Athens' own escalating costs in the Peloponnesian War. |
(4) When Hyperbolos (who was called a cheap 'lyre-maker'
by hostile satirists, and described as 'a disgraceful fellow' even by
the usually cool Thucydides, among other enemies) tries to have an ostracism
held in order to get either one of the other two leading politicians of
the day (417 BC) out of the way, Nikias & Alcibiades are able to bury
their differences temporarily, & get their own supporters to turn
out & vote en masse, as bidden, for Hyperbolos himself (Plut. Alc.
11). |
(5) In political & law-court speeches from the late Vth &
the IVth centuries, the pattern of argument is almost always 'Listen,
men of Athens: this is what it is in your interests to vote for...'. The
appeal to the self-interest of the commons has become
the golden rule to persuasive speaking, observed by all politicians (but
not by Socrates). |
Problems |
(1) Cleon's father, Cleobulus, was elected general
in 459/8. That implies that while Cleon may have owned a tanning
factory (among other sources of wealth), he certainly came from
an upper-crust family—of the minor gentry, maybe, but certainly
not from the gutter. |
(2) Nikias, who is sometimes thought of as a 'conservative',
was far from that—his family was more obscure than Cleon's; &
his wealth was to a large extent based on commercial rather than landed
investments (cf. his 1,000 slaves out to rent). |
(3) As the episode of Hyperbolos' ostracism (in
417 BC) shows, even as late as 417, prominent politicians could still
expect large enough numbers of ordinary citizens to turn out & do
as they asked, like Caesar & the elections (cf. Suet. Jul. 41)—that
is, some not so few Athenian citizens were still expected by the
remaining aristocrats to do politically what they were told. |
(4) Pericles is in any case an equivocal figure
(i.e. he can be regarded both ways), as Plutarch's Life (among other sources)
shows. He was of highly aristocratic birth
& had extensive landed estates & links with aristocratic families
elsewhere (cf. Thuc. 2.13, 2.65); he did not make a habit of appearing
before the Assembly at too regular intervals, but kept a bit aloof (Plut.
Per. 7); when he did appear, however, he could lead, rather than follow,
popular feeling in his speeches (cf. Thuc. 2.65; Plut. Per. 5); &,
most significantly, the speeches he gives according to Thuc. are never
(unlike most speeches in Thuc.) part of a debate, but
simply Pericles informing the people about the state
of affairs, or recommending what they should do in contexts where they
do in fact follow his advice (e.g. 1.140ff.; 2.13). Finally, Thucydides
distinguishes Pericles radically from the next generation of political
leaders (Cleon, obviously, but he is probably thinking in part of Alcibiades,
Nicias & others as well), whom he regards as of inferior intelligence
& as too inclined to put their own rivalries & personal interests
before the counsels of sensible policy (2.65). |
(a) he allegedly supported Ephialtes vs. the Areopagites
(Athens' hittherto presitigious & influential aristocratic Council
of Elders) in the campaign for the democratic reforms
of 462/1 (Plut. Per. 10); |
(b) he 'could not compete with the wealth or the display of which
Kimon captured the affections of the poor... so finding himself outmatched...
Pericles turned… to the distribution of public wealth... and before
long, what with their allowances for public festivals, fees for jury service,
and other grants and gratuities, he succeeded in bribing the masses wholesale'
(Plut. Per. 9), thus using public money to buy support,
for which he was criticized by (among others, presumably) the conservative
Plato (Gorg. 515c-e: 'Was it not Pericles who made the Athenians
lazy, chattery & greedy?'), to supply public banquets, shows &c.
(Plut. Per. 11)—things of which the Old Oligarch disapproved—&
to fund, at the Delain allies' expense, the building programme, for which
he was criticized both at home & abroad (Plut. Per. 12-13); |
(c) like Hyperbolos he used ostracism to disembarrass himself of
an aristocratic political opponent—Kimon's friend & supporter
Thucydides, son of Melesias—but unlike Hyperbolos, successfully
(Plut. Per. 11); |
(d) it is clear from Plutarch (Per. 5 & other passages) that he was often mocked or implicitly criticized by comic poets of the generation immediately before Aristophanes, as Cleon was by Aristoph. himself; |
(e) Pericles consistently resisted Spartan demands and claims in
the period leading up to the Pelopnnesian War: he did not care, and did
not think that Athenians should care, what Sparta thought of them.(Thuc.
1.140ff.); |
(f) The comic dramatist Aristophanes himself blames Pericles for
the Peloponnesian War (Acharnians, 515ff.), & it is pretty safe to
assume that Pericles only escaped further Aristophanic jibes by dying
in 429 before the comedian's most active period. It is appropriate that
Pericles should have this ambiguous reputation, for he represents in some
ways the half-way point in the general change that the style of political
leadership underwent during the fifth century—though it is likely
that, had we not had the evidence of Thucydides to act as a counterweight,
Pericles would have gone down in history as a demagogue of the bad sort.
In fact, Pericles was probably resented even more by the likes of Thucydides,
son of Melesias, than a Cleon would have been, since, as a true aristocrat,
he 'ought to have known better'—like Julius Caesar, the typical
popularis at Rome, who was after all a patrician noble. In sum, whether
or not a politician was, in the bad sense, a demagogue depended largely
on your point of view. If you were a would-be aristocratic politician,
a demagogue was anyone you disliked who used popular techniques for acquiring
political influence, techniques which you yourself would not or could
not 'lower yourself' to using. If you approved of him—as Thucydides
did of Pericles, then you were simply a 'man of great influence &
authority'. |
(5) Alcibiades is, like Pericles, an equivocal case. Equally aristocratic as Kimon or Pericles, and probably the cleverest commanding officer Athens had in the later stages of the Peloponnesian War (his intellectual talents earn nearly as much credit from Thuc. as those of Themistocles), he had little time for democracy ('an acknowledged folly', he described the system as being, Thuc. 6.89) but at the same time could play it like a violin, with a talent for bold and brash oratory of the most demagogic kind—his speeches in the debate over Sicily are among the liveliest and most forceful in Thucydides, tempting the populace with the prospect of rich loot, yet permeated with aristocratic self-confidence ('I have a right [my emphasis] to the command...', he says at one point, referring to his past public services and achievements, including his victories for chariot-races he had sponsored at the Olympic Games, surely irrelevant to his claims or entitlements as a politician or general). He was also the architect of the demolition of Hyperbolos' attempts to ostracize either himself or Nikias (Plut. Nic. 11, Alcib. 13), by using his own, and Nicias' pledged supporters as 'lobby-fodder' in the vote (i.e. he could command, and expect Nic. to command, votes). |
| The importance of the 'demagogues' As mentioned, Athens' political system could not function without energetic and ambitious individuals who were prepared to take a lead in debate, whether or not they actually held office. Originally these were exclusively aristocrats, who could expect their supporters to turn out and vote in accordance with their own wishes, just because they told them to. But in the course of Athens' democratic development, the style of leadership and the relationship between 'leaders' and 'followers' changed, and other, 'demagogic', skills came to the fore. The transition from the aristocratic & paternalistic leaders who inform & instruct their followers what to do, to that of the public speaker who persuades them to act in accordance with what they think is their own self-interest and therefore get panned by hostile observers as 'pandering' to base instincts or desires, is one of the main facets of Athens' political development in the Vth century BC—a facet which Thucydides was too close to the events in question to be able to see as clearly as we can. |